SEC seeks comment on crypto handling in OTC broker-dealer rule
The SEC has proposed narrowing Rule 15c2-11 to equity securities only, and is now seeking comment on whether it should apply to certain crypto assets, among other questions.
Archive context
Older archive item. Useful for background and entity history, but not a fresh market-moving signal.
The SEC has proposed narrowing Rule 15c2-11 to equity securities only, and is now seeking comment on whether it should apply to certain crypto assets, among other questions.
Why this matters
SEC is showing up inside the Regulation theme, so this story is worth tracking for follow-through rather than treating it as a one-off headline.
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