SEC Proposes First Transfer Agent Overhaul in 40 Years, Citing Tokenization
New Form TA-2 questions would make agents report how many share registers they keep on distributed ledgers.
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Why this matters
SEC is showing up inside the Regulation theme, so this story is worth tracking for follow-through rather than treating it as a one-off headline.
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The Securities and Exchange Commission proposed on Tuesday to overhaul the rules governing regi...
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