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Blockchain The Defiant

SEC Proposes Transfer Agent Rules for Blockchain-Based Share Records

The U.S. Securities and Exchange Commission proposed an overhaul of its transfer agent rules on Sept. 1 that would account for electronic and blockchain-based share records while adding updated record-retention, risk-man...

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Older archive item. Useful for background and entity history, but not a fresh market-moving signal.

SEC Proposes Transfer Agent Rules for Blockchain-Based Share Records
The U.S. Securities and Exchange Commission proposed an overhaul of its transfer agent rules on Sept. 1 that would account for electronic and blockchain-based share records while adding updated record-retention, risk-management and compliance requirements. The direct obligations would fall on... Read the full story at The Defiant

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SEC is showing up inside the Regulation theme, so this story is worth tracking for follow-through rather than treating it as a one-off headline.

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